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Peer Review and Quality Control

Evaluating the Quality of Articles Published in Journal Supplements Compared With the Quality of Those Published in the Parent Journal

(JAMA. 1994;272:108-113)

Paula A. Rochon, MD, MPH, FRCPC; Jerry H. Gurwitz, MD; C. Mark Cheung, MD, FRCPC; Jason A. Hayes; Thomas C. Chalmers, MD

Objectives.--To determine the relationship between the quality of articles and whether they were published in a supplement or in the parent journal.

Data Sources and Study Selection.--All randomized control trials of drug therapies in adults published in the American Journal of Cardiology, the American Journal of Medicine, and the American Heart Journal from January 1990 and obtained in November 1992 by means of a MEDLINE search. A total of 318 abstracts appeared to meet our inclusion criteria, and these articles were obtained and reviewed in further detail. An additional 76 were excluded.

Data Extraction.--Three reviewers who were "blinded" and thus unaware of supplement status independently assessed the quality of each of the remaining 242 articles according to a standard quality scoring system.

Data Synthesis.--Overall, 67 (27.7%) of the articles were published in journal supplements. Article quality scores ranged from 4.2% to 87.5%, with a mean (+/-SD) score of 37.2%+/-13.1%. Quality scores were lower in articles published in journal supplements than in those published in the parent journal (t [240]=2.61, P=.01). The mean quality score for articles published in journal supplements was 33.6%+/-12.8% compared with a score of 38.5%+/-13.1% for articles published in the parent journal. Supplement articles included in their final analysis a smaller proportion of the patients initially randomized (t [75]=2.8, P=.007).

Conclusion.--Our findings suggest that randomized control trials published in journal supplements are generally of inferior quality compared with articles published in the parent journal. The review process surrounding the publication of journal supplements should be consistent with that of the parent journal.

(JAMA. 1994;272:108-113)


Concern has been raised about scientific articles published in journal supplements.[1] [2] [3] [4] [5] Supplements are frequently underwritten by pharmaceutical manufacturers and are less likely to undergo the peer review process.[1,2,5] Despite these concerns, articles published in journal supplements are not easily or clearly differentiated from peer-reviewed articles. Supplement articles are listed in databases, such as MEDLINE, housed in medical libraries, included in meta-analyses, referenced in reviews, and distributed as reprints. They are also routinely cited in promotional literature distributed by pharmaceutical manufacturers.

To evaluate the quality of articles published in journal supplements, we reviewed all randomized control trials of drug therapies published between 1990 and 1992 in three journals that frequently publish supplements[1]: the American Heart Journal, the American Journal of Cardiology, and the American Journal of Medicine. Our objective was to rigorously assess the quality of scientific articles published in journal supplements compared with those published in the parent journal, by means of a standard quality scoring system.

MATERIALS AND METHODS

All randomized control trials of drug therapies listed in MEDLINE from January 1990 and obtained in November 1992 in the American Journal of Cardiology, the American Journal of Medicine, and the American Heart Journal were identified by the following MEDLINE search strategy: CLINICAL TRIALS or PROSPECTIVE STUDIES or explode RESEARCH DESIGN (includes DOUBLE-BLIND METHOD; RANDOM ALLOCATION) or (text root word) random (with any ending, eg, randomized, randomly) and HUMAN and ADULT. This search identified a total of 504 articles.

The abstracts for these 504 articles were reviewed by one of us (P.A.R.). All 318 articles that appeared to be of possible relevance were retrieved and independently reviewed in detail by three of us (C.M.C., J.H.G., and P.A.R.). We included all randomized control trials that reported the results of drug trials in adults, excluding drug washout studies and secondary analyses of previously published studies. After a detailed review of the articles, an additional 76 were excluded for the following reasons: nonrandomized control trial (n=41), secondary analysis (n=20), drug washout (n=7), non-drug related (n=4), pediatric study population (n=2), and unobtainable (n=2). The remaining 242 articles comprised our study sample.

Supplement status was determined by verifying whether articles in the study sample were published in a free- standing supplement issue or in the parent journal issue.

Characteristics of Articles in the Sample

Information was obtained on (1) the drug therapies evaluated, (2) source of acknowledged financial support, (3) the number of patients randomized in the trials, and (4) the frequency with which the reference list included articles published in journal supplements.

Financial support was defined as one of the following four mutually exclusive categories: (1) pharmaceutical manufacturer, (2) government or foundation, (3) both pharmaceutical manufacturer and government or foundation, and (4) no support acknowledged. Pharmaceutical manufacturer support included (1) acknowledged grant support from the pharmaceutical company identified either on the article or on the cover sheet of the supplement issue; (2) an employee of the manufacturer listed as an author; (3) drug supplied by the manufacturer; and (4) other types of pharmaceutical company support (eg, coordinating the study, conducting laboratory analyses, etc).

Each article was assessed for the discrepancy between the number of subjects randomized and the number subsequently analyzed in the study.

Quality Scoring

Three trained reviewers (C.M.C., J.H.G., and P.A.R.), "blinded" to supplement status, independently collected information related to quality for each of the 242 articles. Formal assessment of the article quality was based on a modified version of a quality scoring system[6] [7] that evaluated the study protocol and the data analysis as outlined below. The questions selected from this quality scoring system to generate the quality score were those deemed to be most applicable to clinical drug trials. The quality scores assigned were percentages (total score/total possible score) because not all items were always applicable to the study under review. The total quality score assigned for each article was the average of the scores of the respective reviewers.

Control Appearance and/or Regimen (3, Same; 0, Different/Unstated).--Full credit can be attained only when the appearance of the control regimen is identical to the treatment. In trials involving parenteral medication, this should include vehicles and mode of administration as well as physical appearance of the drug. In any case, the dosage regimens must be identical for credit. This item is scored "not applicable" when both patients and observers are not blinded.

Randomization Blinding: Was it Blind? (10, Yes; 5, Partial; 0, No/Unknown.-- The crux of this issue lies in determining whether the investigators could discern which treatment was next in line. Blinding of randomization is ensured by assignment via telephone communication, preferably by an individual not involved in the actual treatment, or with indistinguishable treatments randomly precoded by the pharmacy. Computer programs are available that require insertion of the name and identification number of the patient before treatment assignment is determined, recorded, and revealed. Use of patient chart numbers, birth dates, dates of admission, coin flips, or alternate (odd-even) allocation are all examples of unblinded, quasi-randomization methods and should receive no credit. It is necessary to reaffirm the imperfections of open tables of random numbers or sealed envelopes (regardless of opacity). In general, if it is impossible to predict the next treatment in line, full credit should be given. If there is a small chance of the next treatment being predicted (eg, sealed envelopes), partial credit should be given. Mention of random numbers and coin flips could receive half credit if they are used by someone other than the person enrolling study participants. No credit for randomization blinding is given if pharmacy-supplied tablets are labeled A and B and any leak is possible.

Patients Blinded (8, Complete; 4, Partial; 0, None).--The confusion on this issue lies in determining whether a trial is blinded merely by its statement, regardless of contradictory evidence. Techniques of blinding must be fully reported; there should be little chance of patients guessing which treatment they are getting. In the specific case where different dosages of the same drug are given without "dummies" to make up the difference, no credit can be given. When side effects clearly reveal the patient's group, the study should be considered partially blinded. Single-blindedness, unless otherwise specified, should be assumed to refer to patients' blinding. A statement that the trial was double blinded without supporting evidence receives partial points.

Observers Blinded to Treatment (8, Complete; 4, Partial; 0, None).--The same conditions for patients blinded to treatment also apply to observers. A study is classified by column as to whether or not all observers could have been blinded, some only, or none. Then these questions are answered as to whether complete, partial, or no blinding was actually employed. A stand-alone statement that a study was double blind, without any details allowing judgment about the thoroughness, will receive only four points each for this question and the preceding one.

Observers Blinded to Results (10, Yes; 5, Partial; 0, No/Unknown).--Full credit is given solely when there is a separate data-monitoring person(s). Partial credit is given when less satisfactory attempts are made to blind the observers as to the results. A score of "partial" is also given when a coordinating or data-monitoring committee is mentioned but there is no specific statement about individual centers or observers being blinded to ongoing results. No credit is given when no effort is made to blind the observers as to the results. (Note: This item refers only to the ongoing results of the study, not to any individual patient's outcome.)

Previous Estimate of Numbers (3, Yes; 0, No/Unknown).--There should be evidence that the numbers of patients required were previously estimated. An excellent article lists in its "Methods" section the expected rate of control outcomes, the largest improvement of clinical interest that should not be missed, the chosen levels of error (alpha and beta), and the numbers anticipated.

Testing Compliance (3, Adequate; 1.5, Fair; 0, Inadequate).--This item is scored "not applicable" for in-hospital studies except when a test of compliance (eg consulted nurses' notes) is specifically mentioned, in which case full credit is given. In addition, a score of "not applicable" is given for trails that use parenteral medications or surgical procedures. Full credit is given for outpatient studies that use pill counts or other similar tests of compliance. A score of "fair" reflects a flawed attempt to assess compliance (eg, asking the patients if they took their medication). Measurements of biologic equivalence will, in some cases, satisfy this item.

Results of Randomization on Pretreatment Variables and Inclusion in Analysis (3, Adequate; 1.5, Fair; 0, Inadequate).--Analyses done to assess the baseline comparability of the study groups may give the interpreter of the results of the trial reasons for being cautious or even suspicious. Thus, the issue here is whether the prognostic variables have been analyzed well and whether the author(s) considered their impact on the results. Either statistical analysis or a statement that the groups are too similar to require statistical analysis is necessary for a score of adequate.

Major End Points (4, Test and P; 1, P, No Test; 1, Test, No P; 0, Neither).--When significance is reported, it should be given so that the reader can make the actual calculations. Both the test statistic (where appplicable) and the observed P values should be stated. If the observed P level is present but not the test statistic, or the test statistic is given without the P level, the reader may have trouble verifying the statistical conclusions. The absence of both is unacceptable.

Post-beta Estimate (Negative Trials Only) (3, Adequate; 1.5, Fair; 0, Inadequate; 9, Not Applicable).--If the difference between the compared treatments is not statistically significant, then a discussion of the type II error and its probability should be included in the "Results" or the "Discussion" section of the trial. Actually estimating a posterior beta for a clinically interesting difference gets a score of "adequate," as does a comment about the confidence intervals around the difference. Mentioning the problem and admitting a necessity for more patients ("problem needs further study to be sure a difference is not being missed") gets a score of "fair." Trials in which all differences measured are statistically significant warrant a score of "not applicable."

Confidence Limits (3, Yes; 1.5, Partial; 0, No).--Confidence limits should be provided for differences in the proportions, rates, or means used as trial end points. Reporting SD or SE of end points by group gains 1.5 points.

Statistical Analyses (4, Excellent; 2, Good; 1, Fair; 0, Poor).--This is an overall assessment of the statistical methods that are used in the trial. When all appropriate analyses have been performed and clearly and precisely reported, a score of "excellent" should be given. If many, but not all, analyses have been performed, or not all results of these analyses are reported, ie, the test statistic or the name of the test (where no test statistic exists) and the P value, a score of "good" is appropriate. A score of "fair" should be given when more serious deficiencies exist. (Note that the answer to this question is highly subjective.)

Withdrawals After Randomization (3, None; 1.5, Listed With Reason; 0, Listed Without Reason No List/Unknown or >15%).--Withdrawals are defined as patients who were randomized but did not receive the allocated treatment or complete the specified observation period, or who were removed from the study during the analysis period. If investigators specify the numbers of patients who withdrew from the trial and the reasons why, this would represent an adequate "list." If the numbers are listed without the reasons, no points are given. If there are no withdrawals, and it is so stated in the article, this item would be scored as "none." "No list/unknown" means that no information is given. If more that 15% of the randomized patients withdraw from a study or are removed, the results are suspect and no points are given.

Side Effects Discussion (3, Adequate; 1.5, Fair; 0, Inadequate).--To obtain a score of "adequate," side effects should be reported and discussed, and adequate statistical analyses should be carried out. Comparison of percentages with a statistical test of significance and the observed probability should be done if the sample size warrants it. The name of the test (and test statistic where applicable) and the P value must be recorded. A score of "fair" reflects an incomplete report or discussion. When no attempt is made to deal with side effects beyond simply listing them, or not listing them at all, a score of "inadequate" should be given.

Statistical Analyses

Differences in continuous variables between articles published in a supplement issue and those published in the parent journal were assessed by t tests. Separate variance estimates were used where appropriate, and in such cases Satterthwaite's approximation to the numbers of df was used.[8] We used chi2 tests to assess differences in categorical variables between articles published as supplements and those published in the parent journal. To assess the consistency of scoring between the three reviewers, we performed a principal component analysis that took into account all three quality scores simultaneously. Analyses were performed with SPSS 4.0 for the Macintosh[9] and SAS System for Windows 3.10.[10]

RESULTS

Characteristics of Articles

Of the 242 articles in our sample, 133 (55.0%) were published in the American Journal of Cardiology, 68 (28.1%) in the American Journal of Medicine, and 41 (16.9%) in the American Heart Journal. Overall, 67 (27.7%) of the articles were published in journal supplements, with the American Journal of Medicine publishing the highest percentage of articles in supplements (Figure 1). Most of the therapies evaluated in these articles were cardiovascular (177 [73.1%]) and antibiotic (24 [9.9%]). Others included gastrointestinal, oncologic, and respiratory. The number of patients randomized in the trials ranged from six to 8245, with a median of 50.

Support was acknowledged from a pharmaceutical manufacturer in 142 (58.7%), from a government or foundation source in 16 (6.6%), and from both a pharmaceutical manufacturer and a government or foundation source in 25 (10.3%); no source of funding was acknowledged in 59 (24.4%) of the articles. The sources of financial support acknowledged differed between supplement articles and those published in the parent journal (chi2=50.1, df=3, P<.0001) (Figure 2). No supplement article received funding solely from a government or foundation source. All of the supplement articles in our sample were published in a supplement that was sponsored by a pharmaceutical manufacturer. In 63 (94.0%) of the 67 supplement articles in our sample, only support from a pharmaceutical manufacturer was acknowledged. In the remaining four supplement articles, support was also acknowledged from a government or foundation source. In 39 (58.2%) of the 67 articles published in journal supplements, the acknowledgment of pharmaceutical manufacturer support was referred to only in the introduction to the supplement issue, with no mention of such support in the article itself.

A systematic examination of the references listed in each article in the study sample indicated that at least one article published in a journal supplement was referenced in 165 (68.2%) of the articles reviewed. Articles published in supplements were more frequently referenced in supplement articles in the sample than in nonsupplement articles. Supplement articles comprised 17.2%+/-16.1% (mean+/-SD) of the references listed in articles published in journal supplements compared with 8.1%+/-9.8% of those referenced in nonsupplement articles (t[85]=4.4, P<.001).

No statistically significant difference was found between the number of subjects randomized in trials published in either supplement issues or the parent journal. On average, articles published in journal supplements randomized 280.0+/-1001.5 patients (mean+/-SD) in their trials compared with 148.0+/-664.2 in the parent journal (t[89]=1.0, P=.32). Articles published in journal supplements included in their final analysis a smaller proportion of patients initially randomized. Supplement articles included 85.0%+/-15.8% of patients initially randomized, compared with 91.3%+/-11.0% of patients included in the final analysis by articles published in the parent journal (t[75]=2.8, P=.007).

Overall Quality Score

Article quality scores ranged from 4.2% to 87.5% of a possible 100%, with a mean score of 37.2%+/-13.1%. On average, articles published in the American Journal of Cardiology received a score of 38.1%+/-13.9%, those published in the American Journal of Medicine received a score of 35.3%+/-13.0%, and articles published in the American Heart Journal received a score of 37.4%+/-10.7%. Quality scores were lower in articles published in journal supplements than in those published in the parent journal (t[240]=2.61, P=.01). The mean quality score for articles published in journal supplements was 33.6%+/-12.8% compared with a score of 38.5%+/-13.1% for articles published in the parent journal.

A principal-component analysis suggested that the quality scores assigned by the three reviewers were consistent. The first principal component explained 76% of the total variation between the quality scores obtained by the reviewers, and these scores contributed evenly to this first principal component.

Summary of Individual Items Used to Measure Quality

Articles published in journal supplements and those published in the parent journal were compared on each of the 14 items used to calculate the overall quality score. The average scores obtained for each of the items used to assess the quality of the articles are summarized in the Table. In 12 of the 14 items that were used to evaluate quality, supplement articles received a lower score than articles published in the parent journal. For two of the quality score items, one that assessed whether the randomization process was blind and another that evaluated whether the description of the drug side effect profile was adequate, articles published in supplements received higher scores, although these differences were not statistically significant.

Six of the 14 quality scoring items that we used were found to differentiate clearly the quality of articles published in supplements compared with the parent journal. Articles published in journal supplements were less likely to provide information on the testing of compliance (t[240]=4.5, P<.001), provided fewer details on the results of prerandomization (t[96]=3.0, P=.003), provided less information about the use of major end points (t[94]=2.7, P=.008), were less likely to include a post-beta estimate when applicable (t[78]=2.3, P=.022), were judged to be poorer in overall presentation of the statistical analysis (t[240]=2.7, P=.007), and dealt with the withdrawal of subjects from the trials in a less satisfactory manner (t[240]=3.75, P<.001).

COMMENT

Quality Issues

Our data suggest that scientific articles on randomized control trials of drug therapies published in journal supplements are generally of inferior quality compared with articles published in the parent journal. To our knowledge, this is among the first studies[11] to evaluate formally the quality of supplement articles and to make such a comparison.

Quality was evaluated by several measures. Using a standardized quality scoring system, we objectively scored the article quality. The quality scoring system method has been described in its original form[6] and adapted forms[7] [12] [13] [14] and has been applied in its original or adapted form to assess the quality of articles included in meta-analyses of clinical topics[15] [16] [17] [18] [19] [20] [21] [22] [23] [24] and for other research applications.[12] [25] [26] [27] Overall, the quality scores that were obtained for both the parent and the supplement journals in our sample were low compared with those in previous reports. Reitman et al[27] found that quality scores improved over time. The mean (+/-SD) quality score for articles published in the 1980s was 43%+/-18% in a study of more than 400 articles describing the results of randomized control trials.

In examining the individual items used to determine the overall quality score, our results showed generally lower scores for articles published in supplements than for articles published in the parent journal. In the assessment of the study protocol, articles published in journal supplements provided less information to ensure that adequate steps had been taken to assess compliance with the study medication. Supplement articles provided less satisfactory details about the baseline characteristics of the groups of patients being studied before being randomized to their treatment. In the data analysis, articles published in journal supplements were less likely to provide complete information on major end points, and, when a negative trial was reported, a post-beta estimate or discussion was less often provided. When the reviewers were asked about their global rating of the statistical analysis, supplement articles received, on average, lower scores. Finally, data on patients who withdrew from the study were less likely to be handled in a satisfactory manner.

Another measure used to assess article quality was an evaluation of the discrepancy between the number of patients randomized and subsequently analyzed in each trial. It is generally accepted, according to the "intention to treat" principle, that all patients initially entering a study should be included in the final analyses. Deviations from this policy lead to concerns about the quality of the study results.[6] [28] We found that, on average, there is a greater discrepancy between the number of patients randomized and the number of patients analyzed in articles published in journal supplements than in parent journal articles. Because withdrawals could influence the final composition of the various treatment groups and undermine the benefit of randomization,[6] this measure was believed to be important.

Consistent with a previous report,[5] our results suggest that articles published in journal supplements frequently do not acknowledge association with a pharmaceutical manufacturer in the article itself. Previous work[21] suggested that there may be a relationship between manufacturer sponsorship and findings of drug efficacy and toxicity studies. Information regarding sponsorship is therefore potentially relevant in the comprehensive assessment of the literature regarding specific therapeutic agents. Because individual articles are frequently distributed as reprints, photocopied, or read outside of the context of the entire journal issue, it is important that the sources of financial support be acknowledged in each article. Information provided only on the cover sheet or in the introduction to the supplement issue may not always be available to those reading selected reprints.

Why Supplements Are of Lesser Quality

One reason that articles published as supplements are of less quality than the parent journal may be a difference in the peer review process. A report of published symposiums dealing with therapy for angina found that few articles published in this form underwent the traditional peer review process.[5] While supplement articles may in fact undergo peer review, this review process is not consistently stated in the three journals we reviewed.[1] Some journals have already taken steps to review their policy on journal supplements with the goal to improve their quality.[29] This is an important step given our findings that supplement articles are frequently referenced in articles, as well as a report that they are frequently referenced in drug advertisements.[30]

Because of the fairly restrictive criteria used in the selection of articles included in the study sample, the quality score results that we obtained are not necessarily representative of the overall quality of the individual journals. We included only randomized control trials that compared two drug therapies in our sample and excluded those that did not strictly fit with this definition. For example, if a trial appeared to be a randomized control trial but did not specifically use the word "randomized" in the text, then it was excluded. Epidemiologic studies were also excluded from evaluation.

What Does This Mean in Clinical Practice?

Clinicians reading the medical literature should be aware that journal supplements are not always peer reviewed and should use this information to guide their interpretation of the results presented in these articles and to read supplement articles in a more critical manner. Supplement articles must be clearly distinguished from those published in regular journal issues. We found that no consistent method was used to identify supplement articles either in the MEDLINE search or in the actual article. This lack of uniformity would make it difficult for clinicians to differentiate supplement articles from nonsupplement articles. Since supplements carry the name of an established journal, general readers may incorrectly assume that articles published in supplements undergo the same editorial and peer review process as do articles published in the parent journal.

In our sample, all of the supplement articles were published in pharmaceutical manufacturer-sponsored journal supplements. The funding source may influence whether or not a particular study is published and thus lead to a form of publication bias.[31] Manufacturer-sponsored publications may tend to favor the manufacturer-sponsored drug.[21] [32] Including non-peer-reviewed and manufacturer-sponsored supplement articles in meta-analyses may bias the results. The findings of carefully constructed meta-analyses are increasingly being relied on to guide medical practice. Given the lesser quality of supplement articles, the routine inclusion of supplement articles in meta-analyses needs to be reconsidered.

Under some circumstances, journal supplements can play an important educational role for the medical community. A special issue that focuses on a single topic may provide a handy and useful reference for clinicians. One example is the "Third ACCP Consensus Conference on Antithrombotic Therapy" published in October 1992 as a supplement issue to Chest. However, this type of supplement issue did not contain original articles describing randomized control trials of drug therapies and therefore is quite different from our study sample.

CONCLUSION

We demonstrated, by using a series of measures of quality, that articles published as journal supplements are of lesser quality than articles published in the parent journal. Given our findings and the general concern about journal supplements, the role of these publications in the medical literature should be questioned and reevaluated.

We recommend two major strategies to deal with journal supplements in the medical literature. The first is that they should be clearly and consistently identified as being different from traditional peer-reviewed articles in databases, such as MEDLINE, as well as in individual articles. We also strongly suggest that all journal supplements be subjected to the same rigorous peer-review process employed by the parent journal.


From the Baycrest Centre for Geriatric Care (Drs Rochon and Cheung and Mr Hayes) and Mount Sinai Hospital, Division of Geriatric Medicine, Department of Medicine (Drs Rochon and Cheung), and Department of Preventive Medicine and Biostatistics (Dr Rochon), University of Toronto (Ontario); Program for the Analysis of Clinical Strategies, Gerontology Division, Department of Medicine, Brigham and Women's Hospital, Harvard Medical School, Boston, Mass, and the Brockton/West Roxbury (Mass) Veterans Affairs Medical Center (Dr Gurwitz); and MetaWorks Inc, West Lebanon, NH (Dr Chalmers).

Presented in part at the Second International Congress on Peer Review in Biomedical Publication, Chicago, Ill, September 9, 1993.

This study was supported in part by grant R01 HS-05936 and by Clinical Investigator Award K08 AG00510 from the National Institute on Aging (Dr Gurwitz). Mr Hayes was supported by the Max and Rosalyn Gordon Summer Scholarship Fund through Baycrest Centre for Geriatric Care.

We are indebted to Geoffrey Litner and Jason Litner for data management, Bruce Kupelnick for his assistance with various aspects of the project, Malcolm A. Binns, statistician, for reviewing the manuscript, and Michael Gordon, MD, FRCPC, for his editorial comments and ongoing support.

Reprint requests to Baycrest Centre for Geriatric Care, University of Toronto, 3560 Bathurst St, North York, Ontario, Canada M6A 2E1 (Dr Rochon).


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